Earticle

초록

영어

In Aug. 1998, the State Council of the People’s Republic of China started with the second round of reorganization of futures market, announcing “a Notice Concerning the Further Reorganization and Regulation of Futures Market” for the purpose of reinforcing the supervision over Futures market, as well as managing the risk thereof. Throughout this round, it has established such principle as “to continue the experimental test, to reinforce the supervision, to regulate on the legal basis, and to manage the market risks.” The main undertakings of it could be summed
up as follows: a continuous reorganization; adjustment of Future Exchange; rearrangement of the future product; heightening a deposit for certain products; a ban on illegal exchange of futures; rearrangement of future brokers; a strict control over off-board transactions and so forth.

중국어

期貨市場監管目標的實現、离不開科學合理的期貨市場監管模式的确立。本文梳理了期貨市場建立時期、兩次淸理整頓階段、規范發展時期以及当前結构性變革時期的期貨監管模式的變遷史、歸納了監管模式
變化的軌迹、硏究了其与監管績效間的關系、以期爲下一步期貨市場監管模式的完善提供借鑒。

목차

摘要
 一、引言：期货市场监管模式与监管目标的实现
 二、中国当前期货市场监管模式的形成：从期货市场的无序发展到治理整顿、再到规范发展
  (一) 期货市场的无序发展阶段与监管缺失
  (二) 两次清理整顿与集中性监管模式的初步形成
  (三) 规范发展时期与多重性监管模式的初步确立
 三、中国期货市场监管模式的演变：期货市场面临结构性变化
  (一) 中国期货市场面临结构性变化——逐渐走向成熟市场
  (二) 我国期货市场监管模式的演变趋势
 四、结论
 《参考文献》
 Abstract

키워드

저자

• 李东方 [ 이동방 | 博士后、中国政法大学经济法研究所所长 ]
• 张杰斌 [ 장걸반 | 法学博士、任职于中国证监会期货监管部 ]

참고문헌

발행기관

간행물

표지보기 관심저널 등록

• 간행물명

  중국법연구 [Chinese Law Review]

• 간기

  연3회

• pISSN

  1738-7051

• 수록기간

  1997~2026

• 등재여부

  KCI 등재

• 십진분류

  KDC 369 DDC 341