Earticle

초록

영어

In order to learn from the experiences of securities markets overseas, China applied the sponsor system to Main Board, aiming at achieving high quality of listed companies and protecting investors. At the same time China created “Double Charge” system in which the recommendation representatives should comply with business rules and industry standards, act in good faith and with due diligence, prudently verify the application documents and information disclosure materials of the issuer, and procure and guide the issuer to operate in a standardized manner. However, emerging problems have shown that this system in China is not as mature as expected. This paper aims to analyze those problems and make some recommendations.

목차

Ⅰ. 证券保荐代表人的概念及其法律地位分析
  1.1 保荐制度的概念
  1.2 保荐代表人的概念及法律地位
 Ⅱ. 中国保荐代表人制度存在的问题
  2.1 保荐代表人准入门槛过高
  2.2 保荐代表人未尽职推荐证券发行上市
  2.3 保荐代表人未尽“持续督导”义务
 Ⅲ. 完善路径
  3.1 降低门槛，吸纳更多的保荐代表人
  3.2 完善对保荐代表人的激励机制
  3.3 加强保荐代表人的责任
  3.4 保荐代表团制度的引入和保荐代表人角色的定位
  3.5 建立保荐代表人责任险
 Ⅳ. 结论
 ≪参考文献≫
 Abstract

저자

• 马更新 [ 마경신 | 中国政法大学民商经济法学院商法研究所副教授 ]

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