Earticle

초록

영어

Securities insider trading is a very common and highly jeopardizing economic criminal behavior in the securities market. Prohibition of securities insider trading is the common attitude adopted by almost all countries around the world to protect the fairness of the securities market, safeguard the confidence of investor and promote the development of the securities market.
Although Chinese issued in 1999 was modified thoroughly in 2005, the supervision on Chinese securities market’s insider trading is still lack of efficient measurement, especially on internal trade supervision .This paper uses the comparative analysis method to make research on the prohibition of securities insider trading of U.S.A and China.
First, law history of American and Chinese prohibition of securities insider trading and the problems of Chinese securities insider trading were introduced. Secondly, subject of law enforcement of prohibition of securities insider trading, insiders, insider trading information, insider trading behavior and law responsibility of insider trading are introduced, and the common grounds and different grounds of them are analyzed. Thirdly, based on the analysis, the paper brings forward some suggestions to further amendment of Chinese prohibition of securities insider trading.

목차

Ⅰ. 序言
  1. 美国禁止证券内幕交易的法律沿革
  2. 中国禁止证券内幕交易的法律沿革
  3. 中国证券内幕交易法律规制存在的问题
 Ⅱ. 证券内幕交易执法主体之比较
  1. 美国证券内幕交易执法主体
  2. 中国证券内幕交易执法主体
  3. 美中证券内幕交易执法主体之比较
 Ⅲ. 证券内幕交易人之比较
  1探美国证券内幕交易人
  2探中国证券内幕交易人
  3. 美中证券内幕交易人之比较
 Ⅳ. 证券内幕交易信息
  1探美国证券内幕交易信息
  2. 中国证券内幕交易信息
  3探美中证券内幕交易信息之比较
 Ⅴ. 证券内幕交易行为之比较
  1探美国证券内幕交易行为
  2探中国证券内幕交易行为
  3探美中证券内幕交易行为之比较
 Ⅵ. 证券内幕交易法律责任
  1探美国证券内幕交易法律责任
  2. 中国证券内幕交易法律责任
  3探美中证券内幕交易法律责任之比较
 Ⅶ. 对中国规范证券内幕交易的改善建议
  1探出台专门性的《反内幕交易法》
  2探引入举证责任倒置制度
  3. 建立完备的信息披露制度
  4探重新界定内幕交易人
  5探制定内幕信息认定标准
  6. 运用和解措施、建立举报制度
  7探强化法院功能
 Ⅷ. 结语
 《参考文献》
 Abstract

저자

• 金 香 兰 [ Jin, Xianglan | 中国延边大学法学院 讲师, 法学博士 ]

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